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418 Part IV: Additional Considerations
With asset.s of $1 million, this means that $.5,000 would be committed to 30-day pur­
chases; $.5,000 to 90-day purchases; and $10,000 to 180-day purchases. This money
would be reinvested in similar quantities at the end of each holding period.
RISK ADJUSTMENT
The subject of adjusting the ratio to constantly reflect 10% risk must be addressed at
the end of each holding period. Although it is correct for the investor to keep his per­
centage commitments constant, he must not be deluded into automatically reinvest­
ing the same amount of dollars each time.
Example: At the end of 30 days, the value of the entire portfolio, including potential
option profits and losses, and interest earned, was down to $990,000. Then only ½ of
1 % of that amount should be invested in the next 30-day purchase ($4,9.50).
By operating in this manner - first computing the annualized risk and balanc­
ing it through predetermined percentage commitments to holding periods of various
lengths; and second, readjusting the actual dollar commitment at the end of each
holding period - the overall risk/reward ratios v,ill be kept close to the levels
described in the earlier, simple desciiption of this strategy. This may require a rela­
tively large amount of work on the part of the strategist, but large portfolios usually
do require work.
The smaller investor does not have the luxury of such complete diversification,
but he also does not have to adjust his total position as often.
Example: An investor decided to commit $.50,000 to this strategy. Since there is a
1,200% annualized risk in 30-day purchases, it does not make much sense to even
consider purchases that are so short-term for assets of this size. Rather, he might
decide to commit 1 % of his assets to a 90-day purchase and 3% to a 180-day pur­
chase. In dollar amounts, this would be $.500 in a 90-day option and $1,.500 in 180-
day options. Admittedly, this does not leave much room for diversification, but to risk
more in the short-term purchases would expose the investor to too much risk. In
actual practice, this investor would probably just invest .5% of his assets in 180-day
purchases, also a 10% annualized risk. This would mean that he could operate with
only one option buyer's analysis (the 180-day one) and could place $2,.500 into selec­
tions from that list.
His adjustments of the assets committed to option purchases could not be done
as frequently as the large investor, because of the commissions involved. He certain­
ly would have to adjust every 180 days, but might prefer to do so more frequently -
perhaps every 90 days - to be able to space his 180-day commitments over different