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Chapter 2: Covered Call Writing
Return if exercised - margin
Downside break-even point cash
Downside break-even point - margin
XYZ
7.9%
46.3
47.6
63
AAA
16.2%
44.9
46.1
Seeing these calculations, the XYZ stockholder may feel that it is not advisable to
write against his stock, or he may even be tempted to sell XYZ and buy AAA in order
to establish a covered write. Either of these actions could be a mistake.
First, he should compute what his returns would be, at current prices, from
writing against the XYZ he already owns. Since the stock is already held, no stock buy
commissions would be involved. This would reduce the net investment shown below
by the stock purchase commissions, or $345, giving a total net investment (cash) of
$23,077. In theory, the stockholder does not really make an investment per se; after
all, he already owns the stock. However, for the purposes of computing returns, an
investment figure is necessary. This reduction in the net investment will increase his
profit by the same amount - $345 - thus, bringing the profit up to $1,828.
Consequently, the return if exercised (cash) wpuld be 7.9% on XYZ stock already
held. On margin, the return would increase to 11.3% after eliminating purchase com­
missions. This return, assumed to be for a 6-month period, is well in excess of 1 % per
TABLE 2-17.
Summary of covered writing returns, XYZ and AAA.
XYZ AAA
Buy 500 shares at 50 $25,000 $25,000
Plus stock commissions + 345 + 345
Less option premiums received - 2,000 - 3,000
Plus option sale commissions + 77 + 91
Net investment-cash $23,422 $22,436
Sell 500 shares at 50 $25,000 $25,000
Less stock sale commissions 345 345
Dividend received + 250 0
Less net investment - 23,422 - 22,436
Net profit $ 1,483 $ 2,219
Return if exercised-cash 6.3% 9.9%