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Chapter 29: Introduction to Index Option Produds and Futures
The requirement for writing the Dec 170 put naked would be:
15% of index
Plus put premium
Naked put requirement
$2,520
+ 500
$3,020
Both of these requirements are above the minimum of 10% of the index.
505
Options on narrow-based indices are subject to the same naked requirements
as stock options: 20% of the index plus the premium less an out-of-the-money
amount, with a minimum requirement of 15% of the index.
Other margin requirements are similar to those for stock options. For example,
if one wanted to write the Dec 170 straddle naked, using the same prices as in the
last example, he would have a margin requirement equal to $3,020 - the larger of the
put or call requirement, just as he would for stock options. Spread requirements for
index options work in exactly the same manner as they do for stock options.
LEAPS INDEX OPTIONS
LEAPS (Long-term Equity AnticiPation Securities) have been introduced on indices
in recent years. Readers not familiar with LEAPS should review the prior chapter on
that subject. Since LEAPS have become popular for stocks, it is only logical to think
that they would become popular for indices as well.
The main problem was that a LEAPS could be a 2-year option on a 350 dollar
underlying index. Such an option might cost 20 points. That is too expensive to attract
the public customer. Just one option would cost $2,000. Therefore, the exchanges
created mini-indices out of OEX, SPX, XMI, and others. These mini-indices that
were created are exactly the same as the full indices, except that they are divided by
10. This means that instead of having the 2-year put with strike of 350 cost 20 points,
a 2-year put with a strike of 35 costs 2 points. This is much more affordable for the
individual trader.
The following example is of OEX options and the corresponding OAX LEAPS
options on the same index. NOTE: OAX is not the universal symbol for this mini­
index. OEX LEAPS are American exercise, while SPX LEAPS are European. A bro­
ker should be contacted for symbols, expiration dates, and other details.
Example: The following is a sample comparison of prices for OEX and for its com­
panion index OLX, which is OEX divided by 5. (Originally, OLX was OEX divided by
10, but when OEX split 2-for-1 in late 1997, OLX did not split so OLX was thereafter
equal to OEX divided by 5).