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234 •   TheIntelligentOptionInvestor
I provide actual market examples of these strategies in this chapter and will
point out the effect of both these points in those examples.
Because these strategies are a mix of exposures, it makes sense
that they are just complex (i.e., multioption) positions. I will discuss the
following:
1. Long diagonal
2. Short diagonal
Note that the nomenclature I use here is a bit different from what others
in the market may use. What I term a diagonal in this book is what others
might call a “spit-strike synthetic stock. ” Since Bernie Madoff s infamous
“split-strike conversion” fraud, this term doesnt have a very good ring to
it. For other market participants, a diagonal means simultaneously buying
and selling options of the same type (i.e calls or puts). In this book, it means
selling an option of one kind and buying the other kind.
I will also talk about what is known in the options world as overlays. One
of the most useful things about options is the way that they can be grafted or
overlain onto an existing common stock position in a way that alters the port-
folios overall risk-reward profile. The strategies I will review here are as follows:
1. Covered calls
2. Protective puts
3. Collars
These strategies are popular but often misunderstood ways to alter your
portfolios risk-reward profile.
Coming this far in this book, you already have a good understand-
ing about how options work, so the concepts presented here will not be
difficult, but I will discuss some nuances that will help you to evaluate
investment choices and make sound decisions regarding the use of these
strategies. I will refer to strike selection and tenor selection in the following
pages, but for these, along with “The Gist” section, Ill include an “Execu-
tion” section and a “Common Pitfalls” section.
Covered calls are an easy strategy to understand once you understand
short puts, so I will discuss those first. Protective puts share a lot of simi-
larities with in-the-money (ITM) call options, and I will discuss those next.