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Gapter 4: Other Call Buying Strategies 131
FIGURE 4-3.
Reverse hedge using two strikes (simulated combination purchase).
C:
~ ·5.
in
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SUMMARY
40
Stock Price at Expiration
The strategies described in this chapter would not normally be used if the underly­
ing stock has listed put options. However, if no puts exist, or the puts are very illiq­
uid, and the strategist feels that a volatile stock could move a relatively large distance
in either direction during the life of a call option, he should consider using one of the
forms of the reverse hedge strategy - shorting a quantity of stock and buying calls on
more shares than he is short. If the desired movement does develop, potentially large
profits could result. In any case, the loss is limited to a fixed amount, generally
around 20 to 30% of the initial investment. Although it is possible to take follow-up
action to lock in small profits and attempt to gain on a reversal by the stock, it is wiser
to let the position run its course to capitalize on those occasions when the profits
become large. Normally a 2:1 ratio (long 2 calls, short 100 shares of stock) is used in
this strategy, but this ratio can be adjusted if the investor wants to be more bullish or
more bearish. If the stock is initially between two striking prices, a neutral profit
range can be set up by shorting the stock and buying calls at both the next higher
strike and the next lower strike.