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Gapter 16: Put Option Buying 265
points. For example, if XYZ is at 46 at expiration, the put will be worth 4 and the call
worth l; or if XYZ is at 48, the put will be worth 2 and the call worth 3. If the stock
is above 50 or below 45 at expiration, the combination will be worth more than 5
points. Thus, the trader has no risk in this combination, since he has paid 5 points for
it and will be able to sell it for at least 5 points at expiration. In fact, if the underly­
ing stock continues to drop, the put will become more valuable and he could build
up substantial profits. Moreover, if the underlying stock should reverse direction and
climb substantially, he could still profit, because the call will then become valuable.
This tactic is the best one to use if the underlying stock does not stabilize near 45,
but instead makes a relatively dramatic move either up or down by expiration. The
strategy of simultaneously owning both a put and a call is discussed in much greater
detail in Chapter 23. It is introduced here merely for the purposes of the put buyer
wanting to obtain protection of his unrealized profits.
Each of these five strategies may work out to be the best one under a different
set of circumstances. The ultimate result of each tactic is dependent on the direction
that XYZ moves in the future. As was the case with call options, the spread tactic
never turns out to be the worst tactic, although it is the best one only if the underly­
ing stock stabilizes. Tables 16-4 and 16-5 summarize the results the speculator could
expect from invoking each of these five tactics. The tactics are:
1. Liquidate - sell the long put for a profit and do not reinvest.
2. Do nothing - continue to hold the long put.
3. "Roll down" - sell the long put, pocket the initial investment, and invest the
remaining proceeds in out-of-the-money puts at a lower strike.
4. "Spread" - create a spread by selling the out-of-the-money put against the put
already held.
5. "Combine" create a combination by buying a call at a lower strike while con­
tinuing to hold the put.
TABLE 16-4.
Comparison of the five tactics.
By expiration, if XYZ ...
Continues to fall dramatically
Falls moderately further
Remains relatively unchanged
Rises moderately
Rises substantially
the best strategy was ...
"Roll down"
Do nothing
Spread
Liquidate
Combine
and the worst
strategy was ...
Liquidate
Combine
Combine or "roll down"
"Roll down" or do nothing
Do nothing